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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Ernest Schmidt has been in the industry since February 1995. Stephen Ernest Schmidt is a registered representative of Pfs Investments Inc. The firm has been operating since 03/1992 and is located in Duluth, GA. Stephen Ernest Schmidt is currently registered with the state of Minnesota as an Investment Advisor Representative. Stephen Ernest Schmidt has a Series 63, Series 26, Series 6 and SIE license. Stephen Ernest Schmidt has been registered with the state of Minnesota since February 1995 and with the state of Missouri since February 2024. Stephen Ernest Schmidt also has a registration with the state of North Dakota since February 2018. Stephen Ernest Schmidt is also registered in the state of Wisconsin since February 1995.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MN
12/05/2013 - Present
PFS Investments Inc. (LINO LAKES MN)
BC
Issued 11/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/14/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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