Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Ernest Lomsdalen is a financial advisor with Wells Fargo Clearing Services, LLC. Stephen has been working in the financial industry since January 1992. Stephen holds FINRA Series 6, 7, 24, and 63 licenses, as well as the SIE exam. Stephen is registered with the state of Arizona as a Registered Investment Advisor (IA) and is also registered with the states of Alaska, Arizona, California, Colorado, Illinois, Kansas, Minnesota, Montana, Nevada, New York, Tennessee, Texas, Virginia, Washington, Wisconsin, and Wyoming as a Broker-Dealer (BD). Stephen has previously worked with Ameriprise Financial Services, LLC, Brokers International Financial Services, LLC., LPL Financial LLC, PRUCO SECURITIES CORPORATION, and MONY SECURITIES CORP. Stephen's focus is retirement planning and he is the author of the book, "The Retirement Bible Book," which provides education about retirement.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
12/13/2022 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
AZ
08/29/2016 - 12/13/2022
AMERIPRISE FINANCIAL SERVICES, LLC (SCOTTSDALE AZ)
AZ
09/12/2011 - 08/30/2016
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (SCOTTSDALE AZ)
AZ
11/23/1999 - 09/26/2011
LPL FINANCIAL LLC (SCOTTSDALE AZ)
NJ
08/08/1996 - 11/23/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
01/24/1992 - 07/31/1996
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 05/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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