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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Eric Wiedemann is a financial advisor with Wells Fargo Clearing Services, LLC, located in Newport Beach, CA. Stephen has been in the financial industry since June 28, 1992, and has a wide range of experience in the field. Stephen specializes in portfolio management, financial planning and investment consulting services to institutional clients. Stephen is licensed to provide investment advice in 30 states and is a Registered Representative with FINRA. Stephen has been a Registered Investment Advisor since 2000. Stephen is also a registered principal with both FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/04/2018 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CA
10/05/2009 - 09/10/2018
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
CA
06/29/1992 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (IRVINE CA)
IA
Issued 12/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/31/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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