Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Eric Powell is a registered representative of Hilltop Securities Inc. and has been in the securities industry since June 27, 1982. Stephen has been registered with Hilltop Securities Inc. since December 10, 2008. Stephen is also a registered investment advisor representative in California. Stephen's specializations include Fixed Income, Mutual Funds, Variable Annuities, Equities, and Options. Stephen is licensed to sell securities in 31 states. Stephen has passed the Series 1, Series 7, and Series 63 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
12/10/2008 - Present
Hilltop Securities Inc. (SAN DIEGO CA)
CA
06/28/1982 - 12/23/2008
M.L. STERN & CO., LLC. (SAN DIEGO CA)
NA
06/28/1982 - 01/09/1984
CALIFORNIA MUNICIPAL INVESTORS, INC.
NA
10/12/1982 - 03/15/1983
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
BC
Issued 04/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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