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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Eric Nichols is a registered investment advisor representative with SPC. Stephen has been in the industry since 1994. Stephen specializes in providing investment advice to individuals, corporations, and pension and profit-sharing plans. Stephen is registered in multiple states and holds Series 6, 7, 63 and 65 licenses. Stephen has a long and varied background in the industry. Stephen previously worked for a number of firms, including Securian Financial Services, Inc., Citizens Securities, Inc., and Centennial Financial Services, Inc. Stephen is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
01/28/2021 - Present
SPC (ANN ARBOR MI)
MI
10/27/2015 - 08/02/2016
CITIZENS SECURITIES, INC. (OWOSSO MI)
MI
11/12/2001 - 10/29/2015
SECURIAN FINANCIAL SERVICES, INC. (LANSING MI)
MI
01/29/2013 - 03/13/2013
PRINCOR FINANCIAL SERVICES CORPORATION (LANSING MI)
MI
02/26/1999 - 09/28/2001
CENTENNIAL FINANCIAL SERVICES, INC. (LANSING MI)
MN
03/18/1994 - 02/19/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 01/25/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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