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Stephen Eric Hess

Empower Financial Services, Inc.

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About Stephen Eric Hess

Stephen Hess is a financial advisor with Empower Financial Services, Inc.. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since 2022. Stephen specializes in a variety of products and services, including investment company products and variable contracts. Stephen has passed the Securities Industry Essentials (SIE) Exam, the Series 6TO Exam, and the Uniform Securities Agent State Law Examination (Series 63). Stephen is licensed to sell securities in all 50 states and the District of Columbia.

Firm Information

Stephen Hess is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Hess’s Registration & Firm History

WI

09/23/2022 - Present

Empower Financial Services, Inc. (Milwaukee WI)

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Licenses & Designations

BC

Issued 09/02/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/29/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Eric Hess.
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