Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Eric Galley is a financial advisor with Fidelity Personal and Workplace Advisors, a firm that manages over $818 billion in assets. Stephen has been in the financial industry since 1992 and is registered to provide financial advice in several states including California and Texas. Stephen's expertise includes financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/11/2022 - Present
Fidelity Personal AND Workplace Advisors (MONTEREY CA)
CA
04/16/1999 - 07/07/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
11/02/1993 - 04/27/1999
FIDELITY BROKERAGE SERVICES, INC.
NY
10/22/1992 - 08/30/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/31/1992 - 10/21/1992
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 05/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/19/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Stephen Galley is the right advisor for you? Invested Better is here to help.
