Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Elmer Vessey is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Beaver Dam, WI. Stephen has been in the financial industry since November 2017 and has a Series 7, Series 66, and SIE license. He is registered to provide investment advice in multiple states including Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota, Oregon, South Carolina, Texas, Washington, and Wisconsin. Stephen is also a registered investment advisor in Wisconsin. Stephen Elmer Vessey also works with Killingsworth & Vessey Financial Partners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
01/06/2020 - Present
Raymond James Financial Services Advisors, Inc. (Beaver Dam WI)
WI
11/30/2017 - 01/15/2020
WELLS FARGO CLEARING SERVICES, LLC (BEAVER DAM WI)
BOTH
Issued 12/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Vessey is the right advisor for you? Invested Better is here to help.
