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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Dolan is a financial advisor at Stifel, Nicolaus & Company, Inc. Stephen Dolan has been in the financial industry since 1998 and holds Series 7, 66 and SIE licenses. Stephen Dolan is also registered to provide investment advisory services in several states including Pennsylvania, New Jersey, Delaware, Florida and Maryland. Stephen Dolan has been with Stifel, Nicolaus & Company, Inc. since 2009. Stephen Dolan previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/11/2016 - Present
Stifel, Nicolaus & Company, Inc. (CONSHOHOCKEN PA)
PA
10/20/1999 - 02/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)
NJ
10/15/1998 - 10/08/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/27/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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