Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Eli Zarate is a financial professional with over 8 years of experience in the industry. Stephen is currently registered with Fidelity Brokerage Services LLC and holds Series 7, 9, 10, and 63 licenses. Stephen has previously held positions with KESTRA INVESTMENT SERVICES, LLC and CHARLES SCHWAB & CO., INC. Stephen is registered to conduct business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/10/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
TX
08/30/2016 - 10/18/2021
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
05/28/2015 - 08/19/2016
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
TX
06/24/2014 - 02/23/2015
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
BC
Issued 06/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/14/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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