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Stephen Edwin Anderson

FHN Financial Securities Corp.

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About Stephen Edwin Anderson

Stephen Anderson is a financial advisor with FHN Financial Securities Corp., with a strong background in the industry. Stephen has been working in the field since January 27, 2005. Stephen has experience in various financial sectors, including securities, municipal finance, and investment advisory. Stephen is registered with the state of North Carolina.

Firm Information

Stephen Anderson is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Anderson’s Registration & Firm History

NC

08/29/2023 - Present

FHN Financial Securities Corp. (Charlotte NC)

NC

07/16/2009 - 06/21/2022

ROBERT W. BAIRD & CO. INCORPORATED (CHARLOTTE NC)

NC

11/26/2007 - 07/22/2009

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NC

10/05/2005 - 11/26/2007

A. G. EDWARDS & SONS, INC. (WINSTON-SALEM NC)

MD

10/28/2003 - 09/09/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 11/17/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 02/21/2019

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Edwin Anderson.
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