Unclaimed
Stephen Anderson is a financial advisor with FHN Financial Securities Corp., with a strong background in the industry. Stephen has been working in the field since January 27, 2005. Stephen has experience in various financial sectors, including securities, municipal finance, and investment advisory. Stephen is registered with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/29/2023 - Present
FHN Financial Securities Corp. (Charlotte NC)
NC
07/16/2009 - 06/21/2022
ROBERT W. BAIRD & CO. INCORPORATED (CHARLOTTE NC)
NC
11/26/2007 - 07/22/2009
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
10/05/2005 - 11/26/2007
A. G. EDWARDS & SONS, INC. (WINSTON-SALEM NC)
MD
10/28/2003 - 09/09/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 11/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/21/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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