Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen White is a financial advisor with over 20 years of experience in the industry. Stephen has been registered with the Securities and Exchange Commission (SEC) since 2001 and has held previous roles at firms such as UBS Financial Services Inc., Lehman Brothers Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen currently works at Rockefeller Financial LLC. Stephen has a strong track record of providing comprehensive financial planning and investment management services to individuals, corporations, and trusts. Stephen is committed to helping clients reach their financial goals and providing them with the personalized attention they deserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/08/2021 - Present
Rockefeller Financial LLC (Los Angeles CA)
CA
09/19/2008 - 11/02/2021
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
11/09/2004 - 10/02/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
NY
01/13/2001 - 11/15/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
04/11/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
07/15/1998 - 04/11/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/25/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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