Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Walker is a financial advisor at LPL Financial LLC. Stephen has been in the financial industry since 1970. Stephen is registered in 18 states to provide investment advice and brokerage services. Stephen has extensive experience in the financial services industry. Stephen's previous experience includes roles at Securities America, Inc. and WFG Investments, Inc. Stephen has a strong commitment to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/24/2023 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
08/22/2017 - 03/30/2023
SECURITIES AMERICA, INC. (San Antonio TX)
TX
07/02/2004 - 08/24/2017
WFG INVESTMENTS, INC. (SAN ANTONIO TX)
NY
06/20/1994 - 07/12/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/16/1977 - 07/12/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
08/13/1973 - 02/27/1976
BACHE & CO., INCORPORATED
NA
08/25/1970 - 08/19/1973
DUPONT WALSTON, INCORPORATED
IA
Issued 02/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 04/21/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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