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Stephen Edward Volkmann

Jefferies LLC

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About Stephen Edward Volkmann

Stephen Edward Volkmann has been in the securities industry since September 13, 1994. Stephen Volkmann is currently registered with Jefferies LLC and is licensed to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Stephen Volkmann has previously held registrations with J.P. Morgan Securities Inc., Morgan Stanley & Co., Incorporated, and PaineWebber Incorporated.

Firm Information

Stephen Volkmann is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Volkmann’s Registration & Firm History

MA

12/01/2008 - Present

Jefferies LLC (BOSTON MA)

NY

11/17/2006 - 06/25/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/23/1995 - 04/21/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NJ

11/03/1992 - 06/29/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 07/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/29/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Edward Volkmann.
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