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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Sigmon is a financial advisor with LPL Financial LLC, a registered investment advisor firm, with over 25 years of experience in the industry. Stephen has a broad range of experience in providing financial planning and investment management services to individuals, corporations and institutions. Stephen holds Series 7, 24, 27, 31, 53 and 63 securities licenses, as well as a Series 65 investment advisor license. Stephen is also a Certified Financial Planner. Stephen is a registered representative in 35 states, including Texas, Virginia, and Alabama. Stephen has previously been registered with MICG Investment Management, LLC and First Union Securities, Inc. Stephen has a proven track record of success in helping clients achieve their financial goals. Stephen is committed to providing personalized service and guidance to help clients make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
01/02/2009 - Present
LPL Financial LLC (WILLIAMSBURG VA)
VA
08/10/2000 - 01/02/2009
MICG INVESTMENT MANAGEMENT, LLC (NEWPORT NEWS VA)
MO
10/01/1999 - 08/25/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/09/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 05/31/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/15/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/24/2000
Series 4 - Registered Options Principal Examination
BC
Issued 05/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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