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Stephen Edward Palko

Pruco Securities, LLC

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About Stephen Edward Palko

Stephen Edward Palko is a financial professional with over 25 years of experience in the industry. Stephen is currently registered with Pruco Securities, LLC, and is licensed to conduct business in New Jersey. Stephen is a Series 7, 24, 52, 53, 55, 63 and SIE licensed advisor. Previous employers include Cetera Advisors LLC, LPL Financial LLC, E*TRADE Securities LLC, TD Waterhouse Investor Services, Inc. and F.N. Wolf & Co., Inc. Stephen specializes in providing investment advice for individuals, corporations, and trusts.

Firm Information

Stephen Palko is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Stephen Palko’s Registration & Firm History

NJ

10/30/2018 - Present

Pruco Securities, LLC (Newark NJ)

CA

04/06/2016 - 11/04/2016

CETERA ADVISORS LLC (SAN DIEGO CA)

CA

07/29/2008 - 09/18/2015

LPL FINANCIAL LLC (SAN DIEGO CA)

AZ

03/01/2006 - 11/29/2006

E*TRADE SECURITIES LLC (SCOTTSDALE AZ)

NE

02/01/1993 - 02/10/2006

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NE

01/17/2001 - 04/09/2001

NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)

NA

08/07/1992 - 11/03/1992

F.N. WOLF & CO., INC.

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Licenses & Designations

BC

Issued 07/28/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/17/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/16/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 11/04/2016

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/06/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Edward Palko.
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