Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen O'Callaghan is a financial advisor with over 30 years of experience in the financial industry. Stephen is currently registered with Osaic Institutions, Inc. in New Hampshire. Prior to joining Osaic Institutions, Inc., Stephen worked at Citizens Securities, Inc., Santander Securities LLC, LPL Financial LLC and several other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
07/15/2024 - Present
Osaic Institutions, Inc. (HANOVER NH)
NH
04/14/2014 - 07/15/2024
CITIZENS SECURITIES, INC. (HUDSON NH)
MA
09/19/2012 - 04/16/2014
SANTANDER SECURITIES LLC (WAKEFIELD MA)
MA
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (WINCHESTER MA)
MA
05/04/2005 - 05/27/2008
IFMG SECURITIES, INC. (FRAMINGHAM MA)
MA
10/20/2004 - 05/04/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/25/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
01/02/1996 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
IN
03/28/1994 - 12/31/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NA
06/08/1993 - 03/28/1994
SHAWMUT BROKERAGE, INC.
IA
Issued 12/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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