Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Edward Marusa is a financial advisor with Scotia Capital (usa) Inc. based in New York, NY. Stephen has over 20 years of experience in the financial industry. Stephen is a Series 7, 24, 63, 99TO and SIE licensed professional. Stephen's current firm is Scotia Capital (usa) Inc. and Stephen was previously registered with HBK Global Securities L.P. and HBK Finance L.P. in Dallas, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/28/2012 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
TX
10/09/2002 - 05/23/2012
HBK GLOBAL SECURITIES L.P. (DALLAS TX)
TX
07/30/1996 - 04/13/2000
HBK FINANCE L.P. (DALLAS TX)
BC
Issued 07/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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