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Stephen Edward Krise

Fifth Third Securities, Inc.

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About Stephen Edward Krise

Stephen Edward Krise is a registered representative and investment advisor representative with Fifth Third Securities, Inc. Stephen has been in the securities industry since December 1981. Stephen is registered in the states of Alabama, Arizona, California, Colorado, Florida, Illinois, Indiana, Kentucky, Louisiana, Minnesota, Mississippi, New Jersey, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, and Wisconsin. Stephen has worked for Fifth Third Securities, Inc. since October 2009. Prior to this, Stephen worked for First Investors Corporation.

Firm Information

Stephen Krise is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

329 N MAIN ST

MOORESVILLE, NC 28115

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Krise’s Registration & Firm History

NC

07/09/2010 - Present

Fifth Third Securities, Inc. (MOORESVILLE NC)

NC

11/15/1981 - 10/16/2009

FIRST INVESTORS CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 7/8/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/29/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 3/26/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 7/8/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/27/1983

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/14/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/1/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Edward Krise.
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