Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Edward Jones is a financial advisor with over 20 years of experience in the industry. Stephen has a wide range of experience, including working as a Registered Representative for National Securities Corporation and as a Registered Investment Advisor Representative for Alliance Global Partners. Stephen holds several licenses, including Series 3, 4, 7, 24, 65, and 66. Stephen specializes in Portfolio Management for Individuals, Businesses and Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
07/21/2022 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
01/21/2002 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 04/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2004
Series 4 - Registered Options Principal Examination
BC
Issued 05/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 04/04/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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