Unclaimed
Stephen Edward Hill is a financial advisor who has been in the industry since 1993. Stephen currently works with LPL Financial LLC. Stephen has Series 7, Series 3, and SIE licenses and is registered in the state of California. Previously, Stephen worked at E-W Investments, Inc., Dean Witter Reynolds Inc., E. F. Hutton & Company Inc., and Paine Webber Incorporated. Stephen is experienced in providing a wide range of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/23/2016 - Present
LPL Financial LLC (ONTARIO CA)
CA
03/22/2001 - 07/02/2014
E-W INVESTMENTS, INC. (SAN GABRIEL CA)
CA
06/23/1993 - 03/03/1998
E-W INVESTMENTS, INC. (SAN GABRIEL CA)
NY
01/05/1988 - 06/28/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/20/1984 - 01/18/1988
E. F. HUTTON & COMPANY INC
NA
07/22/1985 - 04/22/1986
PAINEWEBBER INCORPORATED
BC
Issued 11/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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