Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Edward Gray is a financial advisor with over 30 years of experience in the financial services industry. Stephen is currently registered with LPL Financial LLC. Stephen is a registered representative and investment advisor representative in 13 states. Stephen has a broad range of experience in the financial services industry, including investment advisory services, financial planning, pension consulting, and educational seminars. Stephen holds Series 6, 7, and 63 licenses and is also a holder of the SIE exam. Stephen is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WA
01/02/2013 - Present
LPL Financial LLC (SPOKANE WA)
WA
01/03/2011 - 12/04/2012
ING FINANCIAL PARTNERS, INC. (SPOKANE WA)
WA
10/15/1993 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (SPOKANE WA)
CT
01/18/2000 - 09/25/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
07/01/1993 - 10/15/1993
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC. (WINDSOR CT)
CT
04/20/1990 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
BC
Issued 04/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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