Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Edward Felix is a financial advisor with over 25 years of experience in the industry. Stephen currently works at Carter, Terry & Company, Inc., located in Atlanta, Georgia. Stephen has a broad range of experience working with different firms. Stephen has experience in various financial products and services, including investments and securities. Stephen holds a Series 63 and Series 65 license as well as Series 7, Series 2, Series 31 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
08/16/2019 - Present
Carter, Terry & Company, Inc. (ATLANTA GA)
GA
04/26/2019 - 08/16/2019
IFS SECURITIES (ATLANTA GA)
GA
08/31/2017 - 04/24/2019
NATIONAL SECURITIES CORPORATION (ATLANTA GA)
GA
10/03/2003 - 08/31/2017
WFG INVESTMENTS, INC. (ATLANTA GA)
NY
01/03/2003 - 10/03/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/17/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/09/1999 - 02/25/2000
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
03/04/1997 - 02/05/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
11/22/1996 - 03/14/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/01/1995 - 12/20/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
PA
05/01/1992 - 06/05/1992
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
NY
03/15/1991 - 04/18/1991
SCUDDER FUND DISTRIBUTORS, INC. (NEW YORK NY)
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1991
Series 2 - Non-Member General Securities Examination
BC
Issued 03/14/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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