Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Edward Cooper is a financial advisor with over 40 years of experience in the industry. Stephen currently works at Morgan Stanley and is registered with the state of Michigan and Texas. Stephen has previously worked at a number of other firms, including Wells Fargo Clearing Services, LLC, Morgan Stanley, Citigroup Global Markets Inc. and UBS Financial Services Inc. Stephen has a wide range of experience, including providing financial planning, portfolio management, and other advisory services. Stephen's expertise is in asset allocation advice. Stephen specializes in working with individuals, businesses, insurance companies, investment companies, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
10/13/2023 - Present
Morgan Stanley (Bloomfield Hills MI)
MI
03/08/2013 - 10/18/2023
WELLS FARGO CLEARING SERVICES, LLC (TROY MI)
MI
06/01/2009 - 03/28/2013
MORGAN STANLEY (TROY MI)
MI
01/12/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TROY MI)
MI
04/28/2000 - 01/23/2007
UBS FINANCIAL SERVICES INC. (TROY MI)
NY
09/26/1978 - 05/05/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/27/1978 - 10/21/1978
MANLEY, BENNETT, MCDONALD & CO
NA
09/22/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 11/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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