Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Edward Breton is an active advisor in the securities industry since 1999. Stephen is a registered representative at Commonwealth Financial Network. He specializes in providing financial advice to individuals, high-net-worth individuals, corporations and other businesses, and charitable organizations. Stephen's previous employers include MML Investors Services, Inc., Prudential Retirement Brokerage Services, Inc., Aetna Investment Services, Inc., and American Skandia Marketing, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
08/04/2006 - Present
Commonwealth Financial Network (WALTHAM MA)
MA
06/11/2004 - 06/02/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
07/25/2000 - 05/17/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
CT
01/20/2000 - 08/02/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
07/12/1999 - 01/13/2000
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
BOTH
Issued 07/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2010
Series 4 - Registered Options Principal Examination
BC
Issued 10/27/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/01/2002
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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