Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Edward Balen is a financial advisor with over 40 years of experience in the industry. Stephen is currently registered with LPL Financial LLC and is licensed in multiple states. Stephen holds a Series 7, Series 63, and SIE license. Prior to joining LPL Financial LLC, Stephen was a registered representative for Boenning & Scattergood, Inc., Janney Montgomery Scott LLC, and Thomson McKinnon Securities Inc. Stephen specializes in providing financial advice to individuals, businesses, and charitable organizations. Stephen's advisory services include financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/01/2023 - Present
LPL Financial LLC (WEST CONSHOHOCKEN PA)
PA
09/10/2004 - 02/06/2023
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
PA
07/24/1989 - 10/08/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
06/09/1986 - 07/29/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
11/23/1979 - 05/02/1986
DEAN WITTER REYNOLDS INC.
BC
Issued 11/30/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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