Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Edward Alexander is a financial advisor with over 30 years of experience in the financial services industry. Stephen is currently registered with Osaic Wealth, Inc. and is licensed to provide financial advice in Texas, California, Louisiana, Massachusetts and New Mexico. Stephen has a strong background in investments, financial planning, and insurance. Stephen has served clients of various types, including high-net-worth individuals, corporations, and retirement plans. Stephen holds multiple securities licenses, including Series 7, 22, 31, 63, 65, 8, 9, and 10, demonstrating Stephen's expertise in the field. Stephen is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (HOUSTON TX)
TX
08/30/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (HOUSTON TX)
TX
09/25/2009 - 08/30/2018
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
06/01/2009 - 10/20/2009
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
02/18/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
RI
02/14/1994 - 02/24/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
TX
08/31/1993 - 12/02/1993
TEXAKOMA FINANCIAL, INC. (PLANO TX)
NA
12/23/1986 - 06/01/1987
USA SECURITIES, INC.
IA
Issued 01/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/19/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1993
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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