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Stephen Edmund Regan

Knights OF Columbus Asset Advisors LLC

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About Stephen Edmund Regan

Stephen Edmund Regan is an Investment Advisor Representative at Knights of Columbus Asset Advisors LLC, a firm with a focus on portfolio management for individuals, businesses, investment companies and pooled investment vehicles. Stephen is registered with the state of Maryland as an Investment Advisor Representative and holds Series 7 and Series 63 licenses. Stephen has been active in the financial industry since 1997. Prior to working at Knights of Columbus Asset Advisors LLC, Stephen worked at VTR Capital, Inc. and has experience in life insurance sales.

Firm Information

Stephen Regan is currently registered with Knights OF Columbus Asset Advisors LLC. Knights OF Columbus Asset Advisors LLC is an investment advisory firm located in NEW HAVEN, CT. They offer portfolio management services to individuals, investment companies, pooled investment vehicles, and businesses. The firm also provides pension consulting and selection of other advisers services. They manage a total of $27.24 billion in assets for 3,799 clients. They are registered with the SEC and have a SEC number of 801-80844.
Knights OF Columbus Asset Advisors LLC

ONE COLUMBUS PLAZA

NEW HAVEN, CT 06510

$27.24B

Assets Under Management

Not reported

Total Clients

197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Regan’s Registration & Firm History

CT

07/08/2024 - Present

Knights OF Columbus Asset Advisors LLC (NEW HAVEN CT)

NY

06/18/1997 - 10/23/1997

VTR CAPITAL, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/03/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Stephen Edmund Regan.
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