Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Earl Sergan is a financial advisor with Truist Advisory Services, Inc., based in Atlanta, Georgia. Stephen has been in the financial services industry since September 21, 1999. Stephen is registered with the state of Georgia. Truist Advisory Services, Inc. provides financial planning, portfolio management for individuals and businesses, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
09/20/2016 - Present
Truist Advisory Services, Inc. (ATLANTA GA)
GA
03/30/2011 - 03/14/2013
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
04/21/2010 - 11/11/2010
WADDELL & REED, INC. (ATLANTA GA)
GA
04/26/2007 - 11/05/2008
RBC CAPITAL MARKETS CORPORATION (ATLANTA GA)
GA
11/07/2006 - 04/11/2007
SUNTRUST INVESTMENT SERVICES, INC. (ROSWELL GA)
SC
11/03/2004 - 06/02/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA SC)
NE
11/09/2000 - 02/17/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
07/17/1997 - 12/03/1998
J.C. BRADFORD & CO. (NEW YORK NY)
GA
09/24/1993 - 06/09/1997
SUNTRUST SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 06/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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