Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Colby is a registered representative with Northwestern Mutual Investment Services, LLC. Stephen Colby is also a registered investment advisor in Massachusetts. Stephen Colby has been in the financial services industry since 2010. Stephen Colby has passed the Series 66, Series 24, SIE, and Series 7 exams. Stephen Colby has worked with Massachusetts Mutual Life Insurance Co, Merrill Joseph Gagne, and Northwestern Mutual Wealth Management Company. Stephen Colby has an approved registration in Massachusetts and has a current registration with Northwestern Mutual Investment Services, LLC. Stephen Colby works in the Greenfield, MA office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MA
06/14/2017 - Present
Northwestern Mutual Investment Services, LLC (GREENFIELD MA)
MA
06/15/2010 - 11/04/2016
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
BOTH
Issued 05/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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