Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Duncan Home is an investment advisor representative with Mariner Independent. Stephen is registered with the state of California and has been in the industry for over 30 years. Stephen has a strong background in financial planning and portfolio management. Stephen also has experience in providing investment advisory services through Camino Advisors. Stephen's professional designations include the Series 6, 7, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/06/2016 - Present
Mariner Independent (San Jose CA)
CA
05/11/2000 - 12/20/2013
METLIFE SECURITIES INC. (SAN JOSE CA)
CA
05/11/2000 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SAN JOSE CA)
GA
01/06/1995 - 05/02/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
WA
06/22/1987 - 01/09/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
BOTH
Issued 01/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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