Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Cook is a financial advisor with Nylife Securities LLC. Stephen has over 15 years of experience in the financial services industry. Stephen has Series 6, 7, 63, and 65 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/20/2023 - Present
Nylife Securities LLC (NEW YORK NY)
NY
08/29/2017 - 10/30/2018
WELLS FARGO CLEARING SERVICES, LLC (NEWBURGH NY)
NY
11/07/2016 - 06/30/2017
HD VEST INVESTMENT SERVICES (Florida NY)
NC
01/31/2012 - 03/26/2012
NATIONWIDE SECURITIES, LLC (KILL DEVIL HILLS NC)
NY
11/22/2005 - 05/31/2007
ALLSTATE FINANCIAL SERVICES, LLC (WAPPINGERS FALLS NY)
NY
09/23/2003 - 12/31/2003
CADARET, GRANT & CO., INC. (SYRACUSE NY)
TX
09/25/2001 - 09/08/2003
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
VA
07/14/1999 - 09/27/2001
DAVENPORT & COMPANY LLC (RICHMOND VA)
TX
08/28/1998 - 07/19/1999
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NY
10/29/1996 - 09/04/1998
MUTUAL OF AMERICA SECURITIES CORPORATION (NEW YORK NY)
NY
05/04/1994 - 09/04/1998
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)
MA
02/08/1993 - 06/09/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/08/1993 - 06/09/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NE
11/10/1992 - 02/22/1993
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
BC
Issued 11/08/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/28/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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