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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Douglass Schneider has been a financial advisor since 1991. Stephen is currently registered with Wells Fargo Clearing Services, LLC and has previously worked at Prudential Securities Incorporated, A.G. Edwards & Sons, Inc., and Thomas James Associates, Inc.. Stephen holds Series 31, Series 7, Series 63 and Series 65 licenses. Stephen is also a Certified Financial Planner. Stephen provides financial planning, investment consulting services to institutional clients, portfolio management for businesses and individuals, and selection of other advisors. Stephen also serves as treasurer for Ocean Windows Homeowners Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
NY
06/28/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
02/08/1995 - 07/05/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
12/20/1991 - 02/01/1995
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 02/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 12/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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