Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Douglas Williams is a financial advisor who has been in the industry since October 17, 1998. Stephen is currently registered with Nationwide Investment Services Corp. and has been with the firm since April 7, 2011. Stephen holds the Series 6 and SIE licenses. Prior to joining Nationwide Investment Services Corp., Stephen worked for NATIONWIDE ADVISORY SERVICES, INC. from March 27, 1995 to December 31, 1998. Stephen has a Series 63 license, and has been active in the industry since 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
04/07/2011 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
OH
06/06/1998 - 09/13/2007
NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)
OH
03/27/1995 - 12/31/1998
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
BC
Issued 03/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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