Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Douglas Willey is a financial advisor with Stifel, Nicolaus & Company, Inc. Stephen has been in the industry since June 18, 2007. Stephen is a registered representative with FINRA and is licensed in New York. Stephen holds the Series 63, 7, 86, 87, and SIE licenses. Stephen provides financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/10/2010 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
NY
06/18/2007 - 07/20/2010
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
BC
Issued 09/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/05/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Willey is the right advisor for you? Invested Better is here to help.
