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Stephen Douglas Thompson

Missionsquare Investment Services

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About Stephen Douglas Thompson

Stephen Thompson is a financial advisor with over 20 years of experience in the industry. Stephen is currently registered with Missionsquare Investment Services in WASHINGTON, DC. Previously, Stephen has worked with Voya Financial Partners, LLC, Voya Financial Advisors, Inc., ING Financial Advisors, LLC, Waddell & Reed, Inc., and Woodlands Securities Corporation. Stephen holds Series 63, 65, 24, 6TO, SIE and 7 licenses.

Firm Information

Stephen Thompson is currently registered with Missionsquare Investment Services. Missionsquare Investment Services is a Limited Liability Company formed in December 1998. The firm is registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Thompson’s Registration & Firm History

DC

06/30/2023 - Present

Missionsquare Investment Services (WASHINGTON DC)

CT

05/09/2023 - 06/29/2023

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

TX

01/03/2011 - 03/19/2019

VOYA FINANCIAL ADVISORS, INC. (DALLAS TX)

TX

01/15/2003 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (ADDISON TX)

CT

07/07/2001 - 01/14/2003

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

KS

03/12/2001 - 07/05/2001

WADDELL & REED, INC. (OVERLAND PARK KS)

NE

08/10/1998 - 03/01/2001

WOODLANDS SECURITIES CORPORATION (OMAHA NE)

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Licenses & Designations

BC

Issued 07/03/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/17/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/31/2000

Series 24 - General Securities Principal Examination

BC

Issued 05/09/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/26/2023

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen Douglas Thompson. Review regulatory record here.
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