Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Douglas Speake is a financial professional with over 20 years of experience in the industry. Stephen is currently registered with Charles Schwab & CO., Inc. Stephen has previously worked with USAA FINANCIAL ADVISORS, INC., USAA INVESTMENT MANAGEMENT COMPANY, and SUNAMERICA SECURITIES, INC. Stephen is licensed in Arizona and holds several securities licenses including Series 6, 7, 9, 24, 63 and 65. Stephen's current office is in Phoenix, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
01/18/2010 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
09/21/2007 - 05/06/2008
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
10/02/2001 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
AZ
05/14/2001 - 08/02/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 01/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/14/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Stephen Speake is the right advisor for you? Invested Better is here to help.
