Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Douglas Sexton is a financial advisor with over 28 years of experience in the financial services industry. Stephen currently works with LPL Financial LLC. Previously Stephen was a registered representative of Truist Investment Services, Inc. and BB&T Securities, LLC. Stephen has Series 6, 7, 24 and 63 licenses as well as a Series 65 license. Stephen is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
09/22/2022 - Present
LPL Financial LLC (GREENSBORO NC)
NC
02/17/2021 - 09/23/2022
TRUIST INVESTMENT SERVICES, INC. (GREENSBORO NC)
VA
07/18/2016 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
05/04/2009 - 08/02/2016
LPL FINANCIAL LLC (GREENSBORO NC)
NC
10/01/1997 - 05/05/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (GREENSBORO NC)
IN
05/02/1994 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
IA
Issued 06/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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