Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Douglas Scharafin is a securities professional with experience in the financial services industry. Stephen is currently registered with Brown, Gibbons, Lang & Co. Securities, LLC in Illinois. He is also a registered representative with FINRA and has passed the Series 63, SIE, and Series 79 examinations. Prior to joining Brown, Gibbons, Lang & Co. Securities, LLC, Stephen worked at CASCADIA CAPITAL, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
11/25/2019 - Present
Brown, Gibbons, Lang & Co. Securities, LLC (CHICAGO IL)
CA
07/20/2018 - 09/10/2019
CASCADIA CAPITAL, LLC (Los Angeles CA)
BC
Issued 12/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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