Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Douglas Noblin is an active Registered Investment Advisor and Broker-Dealer with Cetera Investment Advisers LLC. Stephen has been active in the financial services industry since 1985 and has been registered with VOYA Financial Advisors, INC. and John Hancock Mutual Life Insurance Company in the past. Stephen has a variety of licenses including Series 6, 7, 24, 63 and 65 and holds the designation of Chartered Financial Consultant. Stephen's firm, Cetera Investment Advisers LLC, manages a total of $104,468,595,111 in client assets, with $78,383,706,781 of that under discretionary management. The firm's services include financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
06/29/2023 - Present
Cetera Investment Advisers LLC (SPARTANBURG SC)
SC
01/03/1990 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (SPARTANBURG SC)
MA
02/11/1987 - 01/10/1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
02/11/1987 - 12/31/1989
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
NA
05/20/1985 - 01/28/1987
PRUCO SECURITIES CORPORATION
IA
Issued 11/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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