Unclaimed
Stephen Haywood is a financial advisor working with Allstate Financial Advisors, LLC. Stephen has been working in the industry since 1997 and is registered in Connecticut and Florida. His firm is registered with FINRA and the SEC. Stephen holds the Series 63, 65, 7, and 24 licenses, as well as the SIE. In addition to his work with Allstate, Stephen is President of Lucky Dog Properties, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
CT
10/27/2011 - Present
Allstate Financial Advisors, LLC (Waterbury CT)
CT
05/16/2008 - 09/07/2011
WELLS FARGO ADVISORS, LLC (DANBURY CT)
CT
05/29/2007 - 06/12/2008
CITIGROUP GLOBAL MARKETS INC. (COS COB CT)
CT
05/22/1998 - 05/29/2007
CITICORP INVESTMENT SERVICES (COS COB CT)
CT
02/20/1997 - 06/03/1998
ADVEST, INC. (HARTFORD CT)
IA
Issued 12/26/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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