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Stephen Dominick Grazioli

Velocity Clearing, LLC

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About Stephen Dominick Grazioli

Stephen Dominick Grazioli is a financial professional with over 25 years of experience in the industry. Stephen is currently registered with Velocity Clearing, LLC. Previously, Stephen has held positions with CANTOR FITZGERALD & CO., COWEN EQUITY FINANCE LP, J.P.MORGAN SECURITIES INC., J.P. MORGAN CLEARING CORP., and BEAR, STEARNS & CO. INC.. Stephen holds the Securities Industry Essentials Examination (SIE) and Series 99 licenses.

Firm Information

Stephen Grazioli is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Grazioli’s Registration & Firm History

NJ

05/04/2017 - Present

Velocity Clearing, LLC (HAZLET NJ)

NY

08/29/2015 - 09/20/2016

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

03/25/2013 - 02/10/2015

COWEN EQUITY FINANCE LP (NEW YORK NY)

NY

09/15/2000 - 01/13/2009

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/08/1997 - 12/31/2008

J.P. MORGAN CLEARING CORP. (NEW YORK NY)

NY

07/27/1988 - 11/10/1997

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Stephen Dominick Grazioli. Review regulatory record here.
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