Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Dennis Alburtus is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephen has been in the industry since 1998 and has experience working with individuals, high-net-worth individuals, corporations, and pension and profit sharing plans. Stephen is a registered representative and investment advisor representative. Stephen has also worked with The Concord Equity Group, LLC, First Union Brokerage Services, Inc., and First Investors Corporation in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/15/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
03/01/1999 - 08/20/1999
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NC
07/22/1997 - 03/28/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
08/14/1984 - 05/02/1985
FIRST INVESTORS CORPORATION
IA
Issued 06/12/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/10/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Alburtus is the right advisor for you? Invested Better is here to help.
