Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Denapoli is a financial advisor with over 40 years of experience in the industry. He currently works at Moors & Cabot, Inc., where he has been since 2014. Stephen has a diverse background, having worked at Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Janney Montgomery Scott LLC, H.C. Wainwright & Co., Inc., First Albany Corporation, Tucker Anthony Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He is licensed to provide securities advice in numerous states, including Alaska, Arizona, California, and Colorado. Stephen is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/24/2014 - Present
Moors & Cabot, Inc. (BOSTON MA)
MN
10/05/2009 - 10/31/2014
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MA
02/27/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (BOSTON MA)
MA
08/29/2002 - 03/13/2009
JANNEY MONTGOMERY SCOTT LLC (BOSTON MA)
NY
07/13/2000 - 09/03/2002
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NY
04/02/1992 - 07/31/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
MA
01/16/1984 - 04/07/1992
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
09/26/1978 - 01/31/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/05/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 11/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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