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Stephen David Tracy

Newbridge Financial Services Group, Inc.

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About Stephen David Tracy

Stephen David Tracy is a financial professional with over 16 years of experience in the financial services industry. He is currently registered with Newbridge Financial Services Group, Inc. in Boca Raton, Florida. Stephen holds a Series 7 and Series 66 license as well as a Series 63 license. He provides investment advice and financial planning services to individuals, corporations, and other entities.

Firm Information

Stephen Tracy is currently registered with Newbridge Financial Services Group, Inc.. Newbridge Financial Services Group, Inc. is a Boca Raton, FL-based registered investment advisor with approximately $566 million in regulatory assets under management. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. They have a wrap fee program and serve a variety of clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Newbridge Financial Services Group, Inc.

1200 NORTH FEDERAL HIGHWAY

BOCA RATON, FL 33432

$566.25M

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Promoter fees

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Stephen Tracy’s Registration & Firm History

FL

12/11/2019 - Present

Newbridge Financial Services Group, Inc. (BOCA RATON FL)

IL

09/10/2019 - 12/10/2019

CABOT LODGE SECURITIES LLC (Robinson IL)

IL

03/15/2018 - 09/18/2019

IFS SECURITIES (Robinson IL)

IL

06/17/2003 - 03/22/2018

EDWARD JONES (ROBINSON IL)

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Licenses & Designations

BOTH

Issued 02/24/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/19/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 5 public disclosures for Stephen David Tracy. Review regulatory record here.
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