Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Putinski is a financial advisor who has been in the industry since 1998. Currently, Stephen is registered with Wells Fargo Clearing Services, LLC and is licensed in Ohio and Texas. Stephen holds Series 7, Series 63, and Series 65 licenses. Stephen has previously worked with UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc, National Planning Corporation and H&R Block Financial Advisors, Inc. Stephen is a member of the Finance Committee of the Canterbury Golf Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/13/2020 - Present
Wells Fargo Clearing Services, LLC (PEPPER PIKE OH)
OH
12/10/2010 - 02/24/2020
UBS FINANCIAL SERVICES INC. (PEPPER PIKE OH)
OH
06/01/2009 - 12/21/2010
MORGAN STANLEY SMITH BARNEY (PEPPER PIKE OH)
OH
03/03/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PEPPER PIKE OH)
PA
04/28/2004 - 08/01/2007
NATIONAL PLANNING CORPORATION (MONROEVILLE PA)
NY
01/16/2001 - 03/26/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MI
09/12/1997 - 01/23/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 06/25/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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