Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephen David Kennedy

Susquehanna Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephen? Claim Your Profile

About Stephen David Kennedy

Stephen Kennedy is a registered representative with Susquehanna Securities, LLC and Global Execution Brokers, LP. Stephen has been in the securities industry since August 1, 2012. Stephen has passed the Series 7, Series 24, Series 4, and Series 57TO exams and the SIE exam. Stephen holds a current registration with FINRA and is located in Bala Cynwyd, PA.

Firm Information

Stephen Kennedy is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephen Kennedy’s Registration & Firm History

PA

01/08/2016 - Present

Susquehanna Securities, LLC (BALA CYNWYD PA)

PA

01/08/2016 - 06/03/2016

SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)

Not sure if Stephen David Kennedy is right for you?

Licenses & Designations

BC

Issued 07/10/2014

Series 4 - Registered Options Principal Examination

BC

Issued 10/21/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen David Kennedy.
Not sure if Stephen David Kennedy is right for you?