Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen David Gengaro is a financial professional with over 25 years of experience in the securities industry. Stephen has worked at a number of prominent firms including Salomon Brothers Inc., PaineWebber Incorporated, ING Barings LLC, ABN AMRO Incorporated, Jefferies & Company, Inc., Sterne, Agee & Leach, Inc., CRT Capital Group LLC and Loop Capital Markets LLC. Currently, Stephen is a registered representative with Stifel, Nicolaus & Company, Inc. Stephen has a strong track record of success in providing investment advice and portfolio management services to a wide range of clients. He is committed to building long-term relationships with his clients and providing them with the personalized service they deserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
04/26/2018 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NY
08/22/2016 - 04/19/2018
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/20/2015 - 01/15/2016
CRT CAPITAL GROUP LLC (New York NY)
NY
09/09/2011 - 04/20/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
06/04/2002 - 08/30/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
CT
04/30/2001 - 04/22/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
05/02/1997 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
NY
05/10/1995 - 04/17/1997
SALOMON BROTHERS INC. (NEW YORK NY)
NJ
12/09/1994 - 04/05/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 08/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/24/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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