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Stephen David Clancy

Icapital Markets LLC

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About Stephen David Clancy

Stephen Clancy is a financial professional with over 15 years of experience in the securities industry. Stephen has a broad range of experience, having worked at firms such as Cowen Prime Services LLC, Beech Hill Securities, Inc., MML Investors Services, LLC, Citigroup Global Markets Inc., SG Americas Securities, LLC, UBM Securities, Inc. and Marketxt, Inc. Stephen is currently registered with Icapital Markets LLC and holds a Series 3, 7, 24, 55, 63 and 66 license. Stephen is licensed in the state of New York.

Firm Information

Stephen Clancy is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Clancy’s Registration & Firm History

NY

04/14/2021 - Present

Icapital Markets LLC (NEW YORK NY)

CT

01/02/2020 - 11/29/2021

COWEN PRIME SERVICES LLC (Darien, CT)

NY

08/23/2018 - 01/06/2020

BEECH HILL SECURITIES, INC. (NEW YORK NY)

NJ

10/20/2017 - 01/16/2018

MML INVESTORS SERVICES, LLC (Secaucus NJ)

NY

07/24/2012 - 02/19/2015

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

01/29/2007 - 06/22/2007

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

08/20/2002 - 06/30/2005

UBM SECURITIES, INC. (NEW YORK NY)

NY

08/11/1999 - 12/21/2000

MARKETXT, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/06/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/09/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2017

Series 7 - General Securities Representative Examination

BC

Issued 08/20/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/03/2011

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen David Clancy.
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