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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Ambrosini is a financial advisor with Prime Capital Financial. Stephen has been in the financial services industry since 1984. He is registered with the state of California as an Investment Advisor Representative (IAR) and Broker-Dealer Representative (BDR). Stephen has a wide range of experience and expertise in the financial services industry. He has worked with a number of different firms over the years, including Ameritas Investment Company, LLC, The Advisors Group, Inc., Carillon Investments, Inc., and Integrated Resources Equity Corporation. Stephen is committed to providing his clients with the highest level of service and personalized financial advice. He is a member of the Chartered Financial Consultants (ChFC) designation. He is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
CA
05/02/2022 - Present
Prime Capital Financial (Cadiff CA)
CA
10/31/2003 - 01/31/2022
AMERITAS INVESTMENT COMPANY, LLC (CARDIFF BY THE SEA CA)
MD
04/02/1991 - 10/31/2003
THE ADVISORS GROUP, INC. (BETHESDA MD)
OH
07/21/1989 - 04/10/1991
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
NA
07/26/1984 - 09/01/1988
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 05/23/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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